Location
London

Hours
Full Time

Salary
Competitive, commensurate with experience

About the Role
The EMEA Compliance Surveillance team ("Surveillance") monitors and analyses sales, trading, and banking activities, including the surveillance of electronic communications (e.g. e-mail, Bloomberg) and telephone communications. The team utilises and develops electronic tools and integrative techniques to detect potential or actual violations of the Firm's policies and legal/regulatory requirements. As an Associate within the Communications Surveillance team, you will work closely with various Compliance teams and groups across the Firm. This role involves reviewing communications surveillance alerts daily across different asset classes, performing thorough reviews of communication content, researching relevant information, and engaging with business-aligned compliance teams, surveillance technology partners, and other key stakeholders. You will also carry out ad hoc reviews and searches as required. If you are driven, proactive, and have a keen interest in financial markets and trading activities, this role offers an excellent opportunity to contribute to the Firm’s compliance efforts.

Experience
Good knowledge of financial markets and products. Strong analytical and risk assessment skills with excellent attention to detail. Proven investigative instincts and experience in reviewing communications.

About you
You possess initiative and judgement, the ability to prioritise conflicting demands, and work proactively and well-organised under pressure. You are skilled at working with management and forging strong partnerships with colleagues. You can work independently and collaboratively in teams and are ready to share knowledge. Strong oral and written communication skills are essential. You have the ability to effectively partner with key stakeholders and technology partners.

Qualifications
A degree or overseas equivalent is desirable but not essential. Non-English language skills are preferred but not required.