Location
London

Hours
Full Time

Salary
Negotiable

About the Role
Regulatory Reporting Solutions (RRS) provide services to customers in the UK as an authorised UKMIR Trade Repository (TR) and Approved Reporting Mechanism (ARM), and in the EU as an authorised EMIR TR, ARM and Approved Publication Arrangement (APA). Post Trade Solutions (PTS) combine regulated and non-regulated entities offering post trade capabilities including trade compression and risk optimisation, collateral management, settlement facilitation, and trade routing/pairing/matching. The PTS entities include Quantile, Acadia, TradeAgent, and SwapAgent. Reporting to the UK Senior Compliance Manager, this role focuses on supporting the compliance framework for RRS and PTS services, assisting the businesses as they grow, expand, and adapt to regulatory changes. The Senior Associate will work closely with the EU Senior Manager and Risk & Compliance officer within the team.

Key responsibilities include supporting monitoring of RRS and PTS adherence to applicable regulations and internal policies via a Compliance Monitoring Plan, completing management information demonstrating continued compliance, managing compliance procedures to ensure they are current, contributing to compliance training delivery, supporting regulatory projects as required, and responding to regulatory enquiries promptly and with high quality.

Joining LSEG means being part of a global financial markets infrastructure and data provider dedicated to driving financial stability, empowering economies, and enabling sustainable growth. LSEG values integrity, partnership, excellence, and change, fostering a diverse and inclusive culture where individuality is respected. The organisation supports sustainability initiatives and community engagement through the LSEG Foundation. Employees benefit from tailored healthcare, retirement planning, paid volunteering days, and wellbeing initiatives.

Experience
- Good educational background, ideally degree level or equivalent with regulatory/industry qualifications
- Previous exposure to regulations such as FCA Handbook, EMIR reporting, and/or MiFID/MiFIR transaction reporting
- Experience managing compliance frameworks within compliance, risk teams, or similar
- Experience liaising with regulatory authorities or working within a regulatory authority is desirable
- Minimum of two years relevant industry experience with an investment firm, regulatory authority, or legal firm/consultancy
- Strong analytical and organisational skills with ability to progress issues timely

About you
- Integrity and professionalism
- Flexibility to work in a dynamic, fast-paced environment
- Ability to manage workload, priorities, and meet deadlines
- Adaptability to work on multiple projects simultaneously
- Ability to project personal credibility and expertise
- Willingness to put in effort to ensure quality and timely completion of activities
- Strong partnership skills to work collaboratively with Product Management, IT, Sales, and senior management
- Capacity to learn quickly and maintain good relationship management with business and operational teams
- Ability to build and maintain contacts within the business and broader Group Compliance Team
- Openness to suggest and adopt new processes and ways of working
- Excellent oral and written communication tailored to audience needs
- Attention to detail while maintaining a big picture perspective
- Proactive with initiative and strong problem-solving skills
- Willingness to learn and develop compliance and regulatory expertise

Qualifications
Relevant regulatory or industry qualifications are preferred but not mandatory. A strong educational background and demonstrated experience in compliance and regulatory environments are essential.